Archive of U.S. Regulatory Action on Privacy-Related Issues

• ICI Strongly Opposes Massachusetts' Information Security Proposal, January 2008

• ICI Strongly Opposes New Jersey Data Security Proposal, June 2007
• ICI Supports Model Privacy Form Proposal, Expresses Reservations, June 2007

• Institute Comments on IRS Proposal Regarding Electronic Retirement Plan Communications, October 2005
• ICI President Speaks at Equity Markets Conference (speech), September 2005
• ICI President Urges Securities Markets to Maintain Focus on Protecting Investor Interests, September 2005

• SEC Adopts Rule Requiring Proper Disposal of Consumer Information, December 2004
• SEC to Require Proper Disposal of Consumer Information, October 2004
• ICI Supports SEC's Proposed Privacy Protections, August 2004
• ICI Comments on SEC's Proposed Regulation S-AM, August 2004
• Proposed Regulation S-AM Includes Consumer Privacy Provision, July 2004

• Treasury to Study Financial Institutions' Information Sharing Practices, March 2002

• Federal Regulators to Host Workshop on Privacy Policies, October 2001
• Legislators, Regulators Act on E-SIGN Issues, July 2001
• ICI Comments to Regulators Concerning E-SIGN Issues, March 2001
• Regulators Request Comment on E-SIGN Consumer Consent Requirement, February 2001

• OMB Issues Guidance Concerning E-SIGN Legislation, October 2000
• SEC Releases Rules and Clarifications on Fund Electronic Communications, July 2000
• SEC Adopts Financial Privacy Rules, June 2000
• Institute Comments on SEC Privacy Proposal, April 2000
• ICI President's Remarks at the 2000 Mutual Funds and Investment Management Conference (speech), March 2000
• SEC Proposes Financial Privacy Regulation, March 2000

• Department Of Commerce Requests Comment On Data Privacy Principles, April 1999

• ICI Outlines Recent Developments Relating to Data Privacy, September 1998

• SEC Request for Comment on Amendments to NASD Rules Concerning Bank Broker/Dealer Activities, April 1997

• Institute Comments to SEC on Use of Electronic Media by Broker-Dealers, Transfer Agents, and Investment Advisers, July 1996
• SEC Acts on Electronic Media Information Delivery, May 1996