Market & Investment Adviser Issues

The Institute plays an important role in making U.S. securities markets work more effectively for investors who participate in stock, bond, and money markets through mutual funds and other investment companies. ICI works with U.S. legislators, regulators, securities market officials, and other market participants to ensure that capital markets operate efficiently. The Institute supports initiatives and reforms that help keep markets competitive, transparent, and liquid.

U.S. LEGISLATIVE ACTION

U.S. REGULATORY ACTION

SEC

FINRA

Bank Regulators

Other Regulators & Entities

 

 



Related Topics:
ICI MARKET ISSUE RESOURCES FINANCIAL SERVICES
GLOBAL MARKETS

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