2012 Securities Law Developments Conference

Program

7:45 a.m.–5:00 p.m.

Registration

7:45–8:30 a.m.

Continental Breakfast

8:30–8:40 a.m.

Welcoming Remarks

Karrie McMillan
General Counsel
Investment Company Institute

8:40–9:00 a.m. 

Keynote Address

Paul S. Atkins
Chief Executive
Patomak Global Partners, LLC
Commissioner
U.S. Securities and Exchange Commission, 2002–2008

9:00–10:15 a.m. 

Assessing Our Progress and the Path Forward: Regulatory Developments in the Fund Industry

Karrie McMillan, Moderator
General Counsel
Investment Company Institute

Alison Baur
Deputy General Counsel
Franklin Templeton Investments

Diane C. Blizzard
Associate Director for Regulatory Policy and Investment Adviser Regulation
Division of Investment Management
U.S. Securities and Exchange Commission

Jack W. Murphy
Partner
Dechert LLP

Frank J. Nasta
Managing Director
JPMorgan Asset Management

10:15–10:30 a.m. 

Refreshment Break

10:30–11:45 a.m. 

The Brave New World of Swaps Regulation: Implications for Funds

Jennifer S. Choi, Moderator
Senior Associate Counsel, Securities Regulation
Investment Company Institute

Christine Ayotte-Brennan
Vice President and Associate General Counsel
Fidelity Management & Research Company

Susan C. Ervin
Partner
Davis Polk & Wardwell LLP

Jonathan D. Siegel
Vice President and Senior Legal Counsel
T. Rowe Price Associates, Inc.
 

11:45 a.m.–1:15 p.m. 

Luncheon and Speaker

David A. Chaves
Securities Fraud Program Coordinator
Federal Bureau of Investigation

1:15–2:30 p.m. 

What You Don’t Know Can Hurt You: Compliance and Enforcement Vulnerabilities

Tamara K. Salmon, Moderator
Senior Associate Counsel, Securities Regulation
Investment Company Institute

Thomas Biolsi
Principal
PricewaterhouseCoopers LLP

Andrew J. Bowden
Deputy Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission

Robert B. Kaplan
Partner
Debevoise & Plimpton, LLP

Nancy M. Morris
Chief Compliance Officer
Wellington Management Company, LLP

2:30–3:30 p.m. 

New Rules and New Regulators: Navigating CFTC Rule 4.5

Sarah A. Bessin, Moderator
Senior Counsel, Securities Regulation
Investment Company Institute

Brendan R. Kalb
General Counsel
AQR Capital Management, LLC

Cary J. Meer
Partner
K&L Gates LLP

Angela Morton
Assistant Vice President and Senior Legal Counsel
Janus Capital Management LLC

3:30–3:45 p.m. 

Refreshment Break

3:45–5:00 p.m. 

Fund Boards: Impact of Regulatory Developments and Evolving Governance Practices

Amy B. R. Lancellotta, Moderator
Managing Director
Independent Directors Council

Stefanie V. Chang
Managing Director
Morgan Stanley Investment Management, Inc.

Lewis Collins
Senior Vice President and Senior Counsel
Affiliated Managers Group, Inc.

Timothy W. Levin
Partner
Morgan, Lewis & Bockius LLP

5:00 p.m. 

Conference Adjournment