2013 Securities Law Developments Conference
December 11, 2013
Save the Date!
The ICI Education Foundation’s annual conference on regulatory and legislative issues affecting the fund industry will be held on December 11, 2013. At this one-day conference, you can expect to:
- Learn how the fund industry is addressing ongoing implementation issues under the Dodd-Frank Act.
- Hear from senior SEC officials about the agency’s recent initiatives and its plans for 2014.
- Join industry experts and your peers for panel discussions on this year’s significant regulatory developments, recent enforcement and compliance issues, and more.
- Earn CLE credit.
*Members include all officers, partners, and employees of organizations that are currently members of the Institute. Associate members are SEC-registered investment advisers or FINRA-registered broker-dealers that are not the primary adviser or underwriter to an SEC-registered mutual fund. Associate members are limited to two conference registrations at the member rate.
Mark December 11 on your calendar today and plan to join us in Washington for this important event!
Additional conference information and registration materials will be available in September. Keep an eye on your email or the ICI conference calendar for details.