Webinar on Fund Industry Litigation, SEC Enforcement, and Director Insurance
This webinar, held on July 16, 2014, provided fund directors with an update on the litigation and regulatory enforcement environment for funds, advisers, and fund directors. The panel discussed the role of indemnification and insurance for fund directors.
The webinar highlighted the following:
- Private litigation, including recent trends in section 36(b) lawsuits
- SEC’s approach to enforcement under Chair Mary Jo White
- The nature of financial protections provided by indemnification and D&O/E&O insurance
- Thomas P. Lemke, Moderator
Fund Independent Director
- Jeffrey B. Maletta
K&L Gates LLP
- Daniel T. Steiner
ICI Mutual Insurance Company
The webinar was closed to the media.