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Closed-End Fund Conference
November 17, 2010
New York, NY

Attendees of ICI's 2010 Closed-End Fund Conference, which took place in New York City on November 17, received the latest information on issues affecting closed-end funds and heard the perspective of fund sponsors, fund shareholders, accountants, attorneys, and regulators.

Panel Topics Included

  • Corporate Governance
  • SEC Regulatory, Examination, and Enforcement Priorities
  • Accounting Principles and Valuation of Portfolio Securities
  • Diversification and Disclosure of Leverage
  • Perspectives of Institutional Closed-End Fund Shareholders

Speakers Included

  • Paul S. Atkins, Chief Executive Officer, Patomak Partners, presented the keynote address.
  • Donald C. Auerbach, Chief Government Affairs Officer, Investment Company Institute, presented the luncheon address commenting on the implications of the recent elections on the fund industry.
  • Senior SEC staff will discussed recent regulatory issues affecting closed-end funds and recent approaches to examinations of closed-end funds.

Conference Materials